sbir policy directive 2022

SBIR.gov is getting modernized! The proposed small business can provide evidence of good product-market fit (as validated by direct and significant interaction with customers and related stakeholders). In some instances, however, NSF will employ additional criteria as required to highlight the specific objectives of certain programs and activities. Subsequently, Congress has further modified and extended the program, the most recent of which extends the SBIR program through 2022. Use the NIH ASSIST system to prepare, submit and track your application online. If recommended for an STTR Phase I award, the small business proposer will need to complete a Cooperative Research Agreement (CRA) between the small business and the research institution prior to award. FastLane and Research.gov Help Desk: 1-800-673-6188. Project Activities Not Responsive to the Solicitation. Funding takes the form of contracts or grants. (This section may contain information excluded from the Project Summary because of the proprietary nature.). PIs should examine the formats of the required reports in advance to assure availability of required data. The Commercial Opportunity (recommended length: 2-4 pages), The Technical Solution (recommended length: 1-3 pages), The Company/Team (recommended length: 1-3 pages), Intellectual Merits: Technical Discussion and R&D Plan (minimum length: 5 pages, recommended length: 5-6 pages), Broader Impacts: (recommended length: 1-2 pages). Disclosures can also be made via an anonymous phone line at (800) 428-2189. The two merit review criteria are listed below. This invitation entitles the recipient to submit a full proposal to any open NSF SBIR/STTR Phase I solicitation and is valid for 12 months from the date of the invitation. Proposals submitted to this solicitation that meet all the requirements of the concurrent STTR solicitation and are identified meritorious may, based on budgetary considerations and at NSF's discretion, be considered for award as STTR Phase I proposals. Overview Evolutionary development or incremental modification of established products or proven concepts; Straightforward engineering efforts with little technical risk; Evaluation or testing of existing products; Basic scientific research unconnected to any specific market opportunity or potential new product, process or service; Business development, market research, and sales and marketing); and/or. We recommend that you register your small business in the following order: B. Update Airshow China 2022: New airborne stand-off weapons unveiled The AOR must provide the required electronic certifications at the time of proposal submission. The National Science Foundation (NSF) is an independent Federal agency created by the National Science Foundation Act of 1950, as amended (42 USC 1861-75). Information MUST be entered into all three text boxes, or the proposal will not be accepted. This program ensures that appropriate contract language is used in transmitting technical, quality, and environmental/safety requirements to the contractor or AIT. The following will be considered in making funding decisions: 3. The SBIR program at NSF solicits proposals based on groundbreaking scientific discoveries or significant engineering breakthroughs from the small businesses consistent with NSF's mission to promote the progress of science; to advance the national health, prosperity, and welfare; and to secure the national defense. The Federal Funding Accountability and Transparency Act of 2006 (Transparency Act), includes a requirement for recipientsof Federal grants to report information about first-tier subawards and executive compensation under Federal assistance awards issued in FY2011 or later. 2022 Are there adequate resources available to the PI (either at the home organization or through collaborations) to carry out the proposed activities? Invited proposers may submit one Phase I proposal to either the NSF SBIR or STTR program. Notices of Special Interest associated with this funding opportunity. Primary employment is defined as at least 51 percent employed by the small business. Additional Solicitation Specific Review Criteria. The STTR partner research institution is typically either a not-for-profit institution focused on scientific or educational goals (such as a college or university), or a Federally-funded research and development center (FFRDC). Upon request, OIG will take appropriate measures to protect the identity of any individual who reports misconduct, as authorized by the Inspector General Act of 1978, as amended. The SBIR program is intended to support scientific excellence and technological innovation that is moving from the lab to the market. Fraud, Waste, and Abuse (FWA) Notification: The Office of Inspector General (OIG) maintains a Hotline to receive this information, which can be reached at https://oig.nsf.gov/contact/hotline. Private equity firm has the meaning given the term private equity fund in section 13(h)(2) of the Bank Holding Company Act of 1956 (12 U.S.C. This eligibility constraint will be strictly enforced. 114-329, Section 102) Broader Impacts Review Criterion update: Hiring a certified public accountant (CPA) to prepare audited, compiled, or reviewed financial statements; Hiring a CPA to perform an initial financial viability assessment based on standard financial ratios so the awardee organization would have time to improve their financial position prior to submitting the Phase II proposal; Hiring a CPA to review the adequacy of the awardee's project cost accounting system; and/or. Phase I to Phase II Transition Rate Benchmark. Are the institutional support, equipment and other physical resources available to the investigators adequate for the project proposed? Sept. 14, 2022 - FIN 22-01 dated June 30, 2022 is rescinded and replaced by FIN 22-02. Failure to comply with the below guidelines means that a proposal may be Returned without Review. Email:support@grants.gov, SBA Company Registry (Questions regarding required registration at the SBA Company Registry and for technical questions or issues) Applicant small business concerns that are majority-owned by multiple venture capital operating companies, hedge funds, or private equity firms (e.g. Describe the innovation in sufficient technical detail for a knowledgeable reviewer to understand why it is innovative and how it can provide benefits in the target applications. A Phase II proposal requires a Phase I technical report to be uploaded as part of the Phase II proposal package in FastLane. Phase III. majority VCOC-owned) are required to submit a Certification at time of their application submission per the SBIR Policy Directive. Will the project benefit from unique features of the scientific environment, subject populations, or collaborative arrangement? Text - H.R.6395 - 116th Congress (2019-2020): William M. (Mac If the size of the activity is limited, evaluation of that activity in isolation is not likely to be meaningful. Proposers should also consider the American Innovation and Competitiveness Act (P.L. More comprehensive information on NSF Reporting Requirements and other important information on the administration of NSF awards is contained in the NSF Proposal & Award Policies & Procedures Guide (PAPPG) Chapter VII, available electronically on the NSF Website at https://www.nsf.gov/publications/pub_summ.jsp?ods_key=pappg. The NSF SBIR/STTR programs have three submission windows. [116th Congress Public Law 283] [From the U.S. Government Publishing Office] [[Page 3387]] WILLIAM M. (MAC) THORNBERRY NATIONAL DEFENSE AUTHORIZATION ACT FOR FISCAL YEAR 2021 (Star Print) [[Page 134 STAT. This solicitation contains the information needed to prepare and submit a proposal and refers to specific sections of the PAPPG ONLY when necessary (and noted throughout the solicitation). Reviewers will assess whether materials or procedures proposed are potentially hazardous to research personnel and/or the environment, and if needed, determine whether adequate protection is proposed. The objective of Phase II is to continue the R/R&D efforts initiated in Phase I. Scientific and technical merit of the proposed project as determined by scientific peer review. Please refer to specific quarterly window dates listed at the top of this document. the probability that an application will result in a commercial product) will be strongly considered in review (refer to Section V. Application Review Information) and making funding decisions. For Phase I proposers that have received more than 20 Phase I Federal SBIR/STTR awards over the past five fiscal years, the minimum Phase I to Phase II Transition Rate is 0.25 over those five fiscal years. How is the innovation differentiated from any work done by others in the field? Broad Participation. This solicitation has been archived and replaced by NSF 23-515. The Program Officer assigned to manage the proposal's review will consider the advice of reviewers and will formulate a recommendation. WebThe firm must be in compliance with the SBA SBIR/STTR Policy Directive and the Code of Federal Regulations (13 CFR 121). Naval Sea Systems Command For Resubmissions, the committee will evaluate the application as now presented, taking into consideration the responses to comments from the previous scientific review group and changes made to the project. 2. 18 November 2022. Please refer to the NSF PAPPG (Chapter II, Section B) and Section V.C of this solicitation for more details on accepted proposal fonts and format. Convince the reviewers that the company and the project team have the necessary expertise, resources, and support to carry out the project and that they are committed to building a viable business around the product/service being developed. Pricing and other documentation to support budget estimates is now not required in the initial proposal submission. Title and performance period of the proposal or award. .css('font-weight', '700') For an NSF STTR Phase I Proposal, a minimum of 40% of the research, as measured by the budget, must be performed by the small business concern, and a minimum of 30% must be performed by the partner research institution, with the balance permitted to be allocated to either of these, or to other subawards or consultants. 114-329, Section 102) Broader Impacts Review Criterion Update: The Commercialization Potential of the proposed product or service is the potential for the resulting technology to disrupt the targeted market segment by way of a strong and durable value proposition for the customers or users. SBIR applications that propose clinical trial(s) should be submitted to PA-22-177. 19, 2022 - Two employees from Naval Surface Warfare Center Indian Head Divisions (NSWC IHD) Human Resources (HR) Division were recently recognized with 2022 Naval Sea Systems Command (NAVSEA) HR Community Awards. Declined NSF SBIR/STTR Phase I proposals are also NOT eligible for resubmission in the same quarterly submission window in which it was declined. For more in-depth program information please reference the Program Website and the solicitation-specific Merit Review Criteria in Section VI. Required Project Pitch submission: Potential proposers must receive an invitation to submit a full NSF SBIR/STTR Phase I proposal. In addition, Program Officers may obtain comments from site visits before recommending final action on proposals. Is organized for profit, with a place of business located in the United States, which operates primarily within the United States or which makes a significant contribution to the United States economy through payment of taxes or use of American products, materials or labor; Is in the legal form of an individual proprietorship, partnership, limited liability company, corporation, joint venture, association, trust or cooperative, except that where the form is a joint venture, there must be less than 50 percent participation by foreign business entities in the joint venture; Has, including its affiliates, not more than 500 employees. Commercialization Benchmark. A small business concern is one that, at the time of award of Phase I and Phase II, meets all of the following criteria: If the concern is more than 50% owned by multiple venture capital operating companies, hedge funds, private equity firms, or any combination of these falls under 3 (ii) or 3 (iii) above, see Section IV. The invitation email must be uploaded in the Supplementary Documents of the full proposal. Annual project reports are provided to NSF by the awardee as part of an oversight mechanism to ensure that the company is properly spending the funds received on research, as proposed. Describe your vision for the company and the company's expected impact over the next five years. NSF Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Program Phase I proposers are REQUIRED to submit a three-page "Project Pitch" that outlines the project objectives, technological innovation and associated technical risks. Discuss the business economics and market drivers in the target industry. To maintain eligibility to seek Phase II or IIB support, a Phase I awardee should submit a Phase II application, and a Phase II awardee should submit a Phase IIB application, within the first six due dates following the expiration of the Phase I or II budget period, respectively. A Phase II proposal requires a Phase I technical report to be uploaded as part of the Phase II proposal package in FastLane. It also generally provides a barrier to entry for competitors. For NSF SBIR 1 PI, co-PIs are not allowed. National Science Foundation All instructions in the SF424 (R&R) Application Guide must be followed. Benefit society or advance desired societal outcomes (Broader Impacts)? Reports to OIG may be made anonymously. Compliance with this requirement is critical to determining the relevant proposal processing guidelines. Applicationsthat do not comply with these instructions may be delayed or not accepted for review. Will you have consultants or subawardees working on this project? the application of creative, original and potentially transformative concepts to systematically study, create, adapt, or manipulate the structure and behavior of the natural or man-made worlds; the use of the scientific method to propose well-reasoned, well-organized activities based on sound theory, computation, measurement, observation, experiment, or modeling; the demonstration of a well-qualified individual, team, or organization ready to deploy novel methods of creating, acquiring, processing, manipulating, storing, or disseminating data or metadata; and/or. }); Funding Restrictions. This will avoid issues resulting from FastLane conversion to PDF formats. Discuss the potential economic benefits associated with your innovation and provide estimates of the revenue potential, detailing your underlying assumptions. To try out the new user experience, visit the beta website at https://beta.www.sbir.gov/